{"id":16736,"date":"2025-03-21T17:37:54","date_gmt":"2025-03-21T09:37:54","guid":{"rendered":"https:\/\/www.sw-hk.com\/?p=16736"},"modified":"2025-03-24T11:55:11","modified_gmt":"2025-03-24T03:55:11","slug":"sfc-circular-on-the-vatp-licensing-process-and-revamped-second-phase-assessment","status":"publish","type":"post","link":"https:\/\/www.sw-hk.com\/zh\/sfc-circular-on-the-vatp-licensing-process-and-revamped-second-phase-assessment\/","title":{"rendered":"\u8bc1\u76d1\u4f1a\u53d1\u5e03\u6709\u5173\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u53d1\u724c\u7a0b\u5e8f\u53ca\u7ecf\u4f18\u5316\u7684\u7b2c\u4e8c\u9636\u6bb5\u8bc4\u4f30\u7684\u901a\u51fd"},"content":{"rendered":"<p>2024\u5e7412\u670818\u65e5\uff0c\u8bc1\u5238\u53ca\u671f\u8d27\u4e8b\u52a1\u76d1\u5bdf\u59d4\u5458\u4f1a(\u201c<strong>\u8bc1\u76d1\u4f1a<\/strong>\u201d)\u6b63\u5f0f\u5411\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0(\u201c<strong>\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0<\/strong>\u201d) \u53d1\u5e03\u4e86\u4e00\u4efd\u5173\u4e8e\u53d1\u724c\u7a0b\u5e8f\u53ca\u4f18\u5316\u540e\u7684\u7b2c\u4e8c\u9636\u6bb5\u8bc4\u4f30(\u201c<strong>\u7b2c\u4e8c\u9636\u6bb5\u8bc4\u4f30<\/strong>\u201d) \u7684\u901a\u51fd(\u201c<strong>\u901a\u51fd<\/strong>\u201d)\u3002<a href=\"#_ftn1\" name=\"_ftnref1\">[1]<\/a>\u8bc1\u76d1\u4f1a\u81f4\u529b\u4e8e\u901a\u8fc7\u53c2\u4e0e\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u7684\u7b2c\u4e8c\u9636\u6bb5\u8bc4\u4f30\uff0c\u6301\u7eed\u4fc3\u8fdb\u4e0e\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u4e4b\u95f4\u7684\u6709\u6548\u6c9f\u901a\u53ca\u4e92\u52a8\u3002\u6b64\u5916\uff0c\u4f18\u5316\u540e\u7684\u7b2c\u4e8c\u9636\u6bb5\u8bc4\u4f30\u5f3a\u8c03\u786e\u4fdd\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u7684\u653f\u7b56\u3001\u7a0b\u5e8f\u3001\u7cfb\u7edf\u53ca\u76d1\u63a7\u63aa\u65bd\uff08\u201c<strong>\u653f\u7b56\u53ca\u7a0b\u5e8f<\/strong>\u201d\uff09\u5df2\u5145\u5206\u5efa\u7acb\u53ca\u6267\u884c\uff0c\u4f5c\u4e3a\u76f4\u63a5\u9274\u8bc1\u7684\u4e00\u90e8\u5206\u3002<\/p>\n<p><img decoding=\"async\" src=\"https:\/\/www.sw-hk.com\/wp-content\/uploads\/2025\/03\/20250320_C.png\" \/><!--more--> <span class=\"ellipsis\" id=\"ellipsis-552546923\" style=\"opacity: 0; position: absolute; z-index: -1;\">&#8230;<\/span><span class=\"rmwp-button-wrap\" id=\"rmwp-button-wrap-552546923\" style=\"display: none;\"><button name=\"read more\" type=\"button\" onclick=\"rmwpButtonAction( '552546923', 'Read More', 'Read Less' )\">Read More<\/button><\/span><\/p>\n<div class=\"rmwp-toggle \" id=\"rmwp-toggle-552546923\" style=\"display: none\">\n<ol>\n<li><strong>\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0<\/strong><strong>\u7684\u53d1\u724c\u53ca\u76d1\u7ba1\u7a0b\u5e8f<\/strong><\/li>\n<\/ol>\n<p>\u4e3a\u786e\u4fdd\u7533\u8bf7\u8005\u5df2\u9075\u5b88\u76f8\u5173\u7684\u76d1\u7ba1\u6807\u51c6\uff0c\u8bc1\u76d1\u4f1a\u5728\u8fdb\u884c\u73b0\u573a\u89c6\u5bdf\u540e\uff0c\u88ab\u5f53\u4f5c\u83b7\u53d1\u724c\u7684\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u7533\u8bf7\u8005\uff08\u201c<strong>\u88ab\u5f53\u4f5c\u83b7\u53d1\u724c\u7684\u7533\u8bf7\u8005<\/strong>\u201d\uff09\u4ecd\u9700\u6ee1\u8db3\u8bc1\u76d1\u4f1a\u8fdb\u4e00\u6b65\u7684\u76d1\u7ba1\u6539\u8fdb\u8981\u6c42\u3002\u8be5\u7b49\u7533\u8bf7\u8005\u987b\u6839\u636e\u8bc1\u76d1\u4f1a\u5728\u89c6\u5bdf\u671f\u95f4\u6240\u63d0\u51fa\u7684\u610f\u89c1\uff0c\u63d0\u4ea4\u4e00\u4efd\u8be6\u7ec6\u5217\u660e\u7ea0\u6b63\u63aa\u65bd\u7684\u8ba1\u5212\u4e66\u3002\u8bc1\u76d1\u4f1a\u4e0e\u88ab\u5f53\u4f5c\u83b7\u53d1\u724c\u7684\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u7533\u8bf7\u8005\u5bf9\u8be5\u8ba1\u5212\u8fbe\u6210\u5171\u8bc6\u540e\uff0c\u5c06\u5411\u5176\u9881\u53d1\u6709\u6761\u4ef6\u724c\u7167\u3002\u4e3a\u6ee1\u8db3\u76f8\u5173\u7684\u53d1\u724c\u8981\u6c42\uff0c\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u5fc5\u987b\u6267\u884c\u6240\u5217\u660e\u7684\u7ea0\u6b63\u63aa\u65bd\uff0c\u5e76\u7531\u72ec\u7acb\u7b2c\u4e09\u65b9\u8fdb\u884c\u7a7f\u900f\u6d4b\u8bd5\u548c\u6f0f\u6d1e\u8bc4\u4f30\u3002\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u5728\u53d7\u9650\u5236\u7684\u4e1a\u52a1\u8303\u56f4\u5185\u8425\u8fd0\u4e4b\u524d\uff0c\u5fc5\u987b\u53d6\u5f97\u6ee1\u610f\u7684\u7ed3\u679c\u3002<\/p>\n<ul>\n<li><strong>\u6f0f\u6d1e\u8bc4\u4f30<\/strong><\/li>\n<\/ul>\n<p>\u72ec\u7acb\u7b2c\u4e09\u65b9\u8bc4\u4f30\u4eba\u5458\u8d1f\u8d23\u901a\u8fc7\u5bf9\u4fdd\u7ba1\u7cfb\u7edf\u63a1\u53d6\u4e8c\u8fdb\u5236\u5206\u6790\uff0c\u68c0\u6d4b\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u7cfb\u7edf\u5185\u4efb\u4f55\u6613\u53d7\u653b\u51fb\u7684\u98ce\u9669\u3002\u8bc4\u4f30\u4e3b\u8981\u5173\u6ce8\u5df2\u8bc6\u522b\u7684\u5916\u90e8\u53ca\u5185\u90e8\u6613\u53d7\u653b\u51fb\u7684\u6f5c\u5728\u5a01\u80c1\uff0c\u5e76\u6839\u636e\u5176\u5404\u81ea\u7684\u98ce\u9669\u6c34\u5e73\u8fdb\u884c\u7b49\u7ea7\u5206\u7c7b\u3002<\/p>\n<ul>\n<li><strong>\u7a7f\u900f\u6d4b\u8bd5<\/strong><\/li>\n<\/ul>\n<p>\u4e3a\u52a0\u5f3a\u7f51\u7edc\u5b89\u5168\u97e7\u6027\u53ca\u8bc6\u522b\u5e73\u53f0\u7684\u6f5c\u5728\u5b89\u5168\u6f0f\u6d1e\uff0c\u72ec\u7acb\u7b2c\u4e09\u65b9\u8bc4\u4f30\u4eba\u5458\u5e94\u5bf9\u591a\u4e2a\u7cfb\u7edf\uff08\u5305\u62ec\u7f51\u7edc\u88c5\u7f6e\u3001\u670d\u52a1\u3001\u6570\u636e\u5e93\u53ca\u7535\u5b50\u94b1\u5305\u57fa\u7840\u8bbe\u65bd\uff09\u8fdb\u884c\u5b89\u5168\u5f3a\u5316\u8bc4\u4f30\u53ca\u7a7f\u900f\u6d4b\u8bd5\u3002\u5728\u8bc1\u76d1\u4f1a\u901a\u77e5\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u5df2\u987a\u5229\u5b8c\u6210\u89c4\u5b9a\u7684\u8bc4\u4f30\u548c\u6d4b\u8bd5\u540e\uff0c \u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u5c06\u88ab\u5141\u8bb8\u5728\u53d7\u9650\u5236\u7684\u4e1a\u52a1\u8303\u56f4\u5185\u8425\u8fd0\uff0c\u6b64\u4e3e\u4e3a\u8bc1\u76d1\u4f1a\u53d1\u724c\u6761\u4ef6\u4e4b\u4e00\u3002\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u53ef\u8fdb\u4e00\u6b65\u8058\u8bf7\u5916\u90e8\u8bc4\u4f30\u4e13\u5bb6 (\u201c<strong>\u5916\u90e8\u8bc4\u4f30\u4e13\u5bb6<\/strong>\u201d) \u8fdb\u884c\u7b2c\u4e8c\u9636\u6bb5\u8bc4\u4f30\u3002<\/p>\n<ol start=\"2\">\n<li><strong>\u7ecf\u4f18\u5316\u7684\u7b2c\u4e8c\u9636\u6bb5\u8bc4\u4f30<\/strong><\/li>\n<\/ol>\n<p><strong>\u00a0<\/strong>\u7b2c\u4e8c\u9636\u6bb5\u8bc4\u4f30\u662f\u900f\u8fc7\u4e09\u65b9\u534f\u8bae\u8fdb\u884c\uff0c\u53c2\u4e0e\u65b9\u5305\u62ec\u8bc1\u76d1\u4f1a\u3001\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u53ca\u5916\u90e8\u8bc4\u4f30\u4e13\u5bb6\u3002\u6b64\u8bc4\u4f30\u91cd\u70b9\u5173\u6ce8\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u5728\u6839\u636e\u8bc1\u76d1\u4f1a\u63d0\u4f9b\u7684\u89c6\u5bdf\u610f\u89c1\u5b8c\u6210\u6574\u6539\u8ba1\u5212\u540e\uff0c\u662f\u5426\u9002\u5f53\u5730\u5efa\u7acb\u548c\u5b9e\u65bd\u4e86\u7ecf\u4fee\u8ba2\u7684\u653f\u7b56\u53ca\u7a0b\u5e8f\u3002\u5018\u82e5\u653f\u7b56\u53ca\u7a0b\u5e8f\u6709\u4efb\u4f55\u91cd\u5927\u4fee\u6539\uff0c\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u5e94\u5c3d\u5feb\u544a\u77e5\u8bc1\u76d1\u4f1a\u53ca\u5916\u90e8\u8bc4\u4f30\u4e13\u5bb6\u3002\u5728\u7b2c\u4e8c\u9636\u6bb5\u8bc4\u4f30\u671f\u95f4\u53d1\u73b0\u7684\u4efb\u4f55\u8fdd\u89c4\u884c\u4e3a\uff0c\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u4ea6\u5e94\u8fc5\u901f\u901a\u77e5\u8bc1\u76d1\u4f1a\uff0c\u4ee5\u4fbf\u4f5c\u8fdb\u4e00\u6b65\u8c03\u67e5\u3002<\/p>\n<p>\u6574\u4e2a\u8fc7\u7a0b\u4ee5\u76f4\u63a5\u9274\u8bc1\u7684\u65b9\u5f0f\u8fdb\u884c\uff0c\u5e76\u8981\u6c42\u6267\u4e1a\u4f1a\u8ba1\u5e08\u6838\u8bc1\uff0c\u4ee5\u786e\u4fdd\u7b26\u5408\u8bc1\u76d1\u4f1a\u5236\u5b9a\u7684\u76f8\u5173\u76d1\u7ba1\u6807\u51c6\u3002\u6b64\u5916\uff0c\u5916\u90e8\u8bc4\u4f30\u4e13\u5bb6\u5fc5\u987b\u786e\u8ba4\u653f\u7b56\u53ca\u7a0b\u5e8f\u7684\u8bbe\u8ba1\u548c\u6267\u884c\u662f\u5426\u8db3\u4ee5\u9075\u5b88\u300a\u9002\u7528\u4e8e\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u8425\u8fd0\u8005\u7684\u6307\u5f15\u300b\u548c\u300a\u6253\u51fb\u6d17\u94b1\u53ca\u6050\u6016\u5206\u5b50\u8d44\u91d1\u7b79\u96c6\u6307\u5f15\uff08\u9002\u7528\u4e8e\u6301\u724c\u6cd5\u56e2\u548c\u83b7\u8bc1\u76d1\u4f1a\u53d1\u724c\u7684\u865a\u62df\u8d44\u4ea7\u670d\u52a1\u63d0\u4f9b\u8005\uff09\u300b\u3002\u4e00\u65e6\u6210\u529f\u5b8c\u6210\u7b2c\u4e8c\u9636\u6bb5\u8bc4\u4f30\uff0c\u8bc1\u76d1\u4f1a\u5c06\u76f8\u5e94\u5730\u89e3\u9664\u76ee\u524d\u6709\u5173\u9650\u5236\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u4e1a\u52a1\u8303\u56f4\u7684\u53d1\u724c\u6761\u4ef6\u3002<\/p>\n<ol start=\"3\">\n<li><strong>\u7ed3\u8bed<\/strong><\/li>\n<\/ol>\n<p>\u5982\u901a\u51fd\u6240\u8ff0\uff0c\u8bc1\u76d1\u4f1a\u4e00\u76f4\u81f4\u529b\u53d1\u5c55\u53ca\u5b8c\u5584\u76d1\u7ba1\u5236\u5ea6\uff0c\u4ee5\u8ba2\u7acb\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u7684\u53d1\u724c\u89c4\u5b9a\u3002\u5168\u9762\u7684\u76d1\u7ba1\u67b6\u6784\u6d89\u53ca\u5916\u90e8\u5404\u65b9\uff0c\u5982\u72ec\u7acb\u7b2c\u4e09\u65b9\u8bc4\u4f30\u4e13\u5bb6\u53ca\u6267\u4e1a\u4f1a\u8ba1\u5e08\uff0c\u65e8\u5728\u4fdd\u969c\u6295\u8d44\u8005\u7684\u6743\u76ca\u53ca\u51cf\u4f4e\u53d1\u751f\u6b3a\u8bc8\u6d3b\u52a8\u7684\u98ce\u9669\u3002\u6b64\u4e3e\u663e\u793a\u8bc1\u76d1\u4f1a\u81f4\u529b\u4e8e\u8425\u9020\u5065\u5eb7\u7684\u4ea4\u6613\u73af\u5883\uff0c\u540c\u65f6\u52a0\u5f3a\u5176\u76d1\u7ba1\u548c\u6267\u6cd5\u89d2\u8272\uff0c\u4ee5\u5177\u900f\u660e\u53ca\u95ee\u8d23\u7684\u65b9\u5f0f\u76d1\u7763\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u3002<\/p>\n<p>\u5982\u6709\u4efb\u4f55\u67e5\u8be2\u6216\u6b32\u4e86\u89e3\u66f4\u591a\u8be6\u60c5\uff0c\u8bf7\u8054\u7cfb\u672c\u6240<a href=\"https:\/\/www.sw-hk.com\/zh\/our-people\/rodney-teoh\/\">\u5408\u4f19\u4eba\u5f20\u6e90\u8f89\u5f8b\u5e08<\/a>\u3002<\/p>\n<p><em>\u672c\u65b0\u95fb\u7b80\u8baf\u66f4\u65b0\u4ec5\u4f9b\u53c2\u8003\u3002\u5176\u5185\u5bb9\u4e0d\u6784\u6210\u4ea6\u4e0d\u5e94\u89c6\u4e3a\u6cd5\u5f8b\u54a8\u8be2\u610f\u89c1\u3002\u53f2\u8482\u6587\u751f\u9ec4\u5f8b\u5e08\u4e8b\u52a1\u6240\u4e0d\u4f1a\u5c31\u4efb\u4f55\u56e0\u501a\u8d56\u672c\u5904\u6240\u8f7d\u8d44\u6599\u800c\u4f5c\u51fa\u7684\u51b3\u5b9a\u4e36\u91c7\u53d6\u7684\u884c\u52a8\u6216\u4e0d\u91c7\u53d6\u7684\u884c\u52a8\u6240\u5f15\u81f4\u7684\u6216\u4e0e\u4e4b\u6709\u5173\u7684\u4efb\u4f55\u7279\u522b\u4e36\u95f4\u63a5\u6216\u76f8\u5e94\u800c\u751f\u7684\u635f\u5931\u6216\u635f\u5bb3\u5411\u9601\u4e0b\u627f\u62c5\u6cd5\u5f8b\u8d23\u4efb\u3002<\/em><\/p>\n<p><a href=\"#_ftnref1\" name=\"_ftn1\">[1]<\/a>\u8bf7\u53c2\u9605\u6211\u4eec\u6709\u5173\u8bc1\u76d1\u4f1a\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u53d1\u724c\u5236\u5ea6\u7684\u6700\u65b0\u6d88\u606f\u7684<a href=\"https:\/\/www.sw-hk.com\/the-securities-and-futures-commission-statement-on-the-end-of-non-contravention-period-for-virtual-asset-trading-platforms\/\">\u65b0\u95fb\u5feb\u8baf<\/a>\u3002<\/p>","protected":false},"excerpt":{"rendered":"<p>2024\u5e7412\u670818\u65e5\uff0c\u8bc1\u5238\u53ca\u671f\u8d27\u4e8b\u52a1\u76d1\u5bdf\u59d4\u5458\u4f1a(\u201c\u8bc1\u76d1\u4f1a\u201d)\u6b63\u5f0f\u5411\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0(\u201c\u865a\u62df\u8d44\u4ea7\u4ea4\u6613\u5e73\u53f0\u201d) .<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"om_disable_all_campaigns":false,"footnotes":""},"categories":[39,42],"tags":[],"class_list":["post-16736","post","type-post","status-publish","format-standard","hentry","category-news","category-news2"],"acf":[],"aioseo_notices":[],"_links":{"self":[{"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/posts\/16736","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/comments?post=16736"}],"version-history":[{"count":4,"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/posts\/16736\/revisions"}],"predecessor-version":[{"id":16755,"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/posts\/16736\/revisions\/16755"}],"wp:attachment":[{"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/media?parent=16736"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/categories?post=16736"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/tags?post=16736"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}