{"id":17510,"date":"2026-02-10T15:28:19","date_gmt":"2026-02-10T07:28:19","guid":{"rendered":"https:\/\/www.sw-hk.com\/?p=17510"},"modified":"2026-02-10T15:28:19","modified_gmt":"2026-02-10T07:28:19","slug":"consultant-kenneth-leung-and-associate-ronnie-tse-deliver-seminar-on-disclosure-of-interests-under-the-sfo-to-tf-international-securities-group","status":"publish","type":"post","link":"https:\/\/www.sw-hk.com\/zh\/consultant-kenneth-leung-and-associate-ronnie-tse-deliver-seminar-on-disclosure-of-interests-under-the-sfo-to-tf-international-securities-group\/","title":{"rendered":"\u6881\u797a\u6fa7\u987e\u95ee\u5f8b\u5e08\u4e0e\u8c22\u6717\u5e0c\u5f8b\u5e08\u4e3a\u5929\u98ce\u56fd\u9645\u8bc1\u5238\u96c6\u56e2\u62c5\u4efb\u300a\u8bc1\u5238\u53ca\u671f\u8d27\u6761\u4f8b\u300b\u4e0b\u62ab\u9732\u6743\u76ca\u4e13\u9898\u7814\u8ba8\u4f1a\u8bb2\u5e08"},"content":{"rendered":"<p><img decoding=\"async\" src=\"https:\/\/www.sw-hk.com\/wp-content\/uploads\/2026\/02\/20260210_1-scaled.jpeg\" \/><!--more--> <span class=\"ellipsis\" id=\"ellipsis-2138600871\" style=\"opacity: 0; position: absolute; z-index: -1;\">&#8230;<\/span><span class=\"rmwp-button-wrap\" id=\"rmwp-button-wrap-2138600871\" style=\"display: none;\"><button name=\"read more\" type=\"button\" onclick=\"rmwpButtonAction( '2138600871', 'Read More', 'Read Less' )\">Read More<\/button><\/span><\/p>\n<div class=\"rmwp-toggle \" id=\"rmwp-toggle-2138600871\" style=\"display: none\">\n<p>2026\u5e742\u67086\u65e5\uff0c\u53f2\u8482\u6587\u751f\u9ec4\u5f8b\u5e08\u4e8b\u52a1\u6240\u6881\u797a\u6fa7\u987e\u95ee\u5f8b\u5e08\u4e0e\u8c22\u6717\u5e0c\u5f8b\u5e08\u5e94\u9080\u524d\u5f80\u5929\u98ce\u56fd\u9645\u8bc1\u5238\u96c6\u56e2\u6709\u9650\u516c\u53f8\uff08\u300c<strong>\u5929\u98ce\u56fd\u9645<\/strong>\u300d\uff09\u9999\u6e2f\u603b\u90e8\uff0c\u4e3e\u529e\u4e86\u4e00\u573a\u9898\u4e3a\u300c\u7cbe\u901a\u300a\u8bc1\u5238\u53ca\u671f\u8d27\u6761\u4f8b\u300b\u7b2cXV\u90e8\u300d\u7684\u4e13\u4e1a\u57f9\u8bad\u7814\u8ba8\u4f1a\u3002\u672c\u6b21\u7814\u8ba8\u4f1a\u91cd\u70b9\u6df1\u5165\u5256\u6790\u4e86\u4f5c\u4e3a\u9999\u6e2f\u5e02\u573a\u900f\u660e\u5ea6\u57fa\u77f3\u7684\u300c\u62ab\u9732\u6743\u76ca\u300d\u5236\u5ea6\u3002<br \/>\n<img decoding=\"async\" src=\"https:\/\/www.sw-hk.com\/wp-content\/uploads\/2026\/02\/20260210_2.jpeg\" \/><br \/>\n<img decoding=\"async\" src=\"https:\/\/www.sw-hk.com\/wp-content\/uploads\/2026\/02\/20260210_3.jpeg\" \/><br \/>\n<img decoding=\"async\" src=\"https:\/\/www.sw-hk.com\/wp-content\/uploads\/2026\/02\/20260210_4.jpeg\" \/><\/p>\n<p><strong>\u4e3a\u4f55\u7b2c<\/strong><strong>XV<\/strong><strong>\u90e8\uff08<\/strong><strong>Part XV<\/strong><strong>\uff09\u81f3\u5173\u91cd\u8981\uff1f<\/strong><\/p>\n<p>\u5bf9\u4e8e\u4e0a\u5e02\u516c\u53f8\u8463\u4e8b\u3001\u6700\u9ad8\u884c\u653f\u4eba\u5458\u53ca\u80a1\u4e1c\u800c\u8a00\uff0c\u672a\u80fd\u53ca\u65f6\u3001\u51c6\u786e\u5730\u62ab\u9732\u6743\u76ca\u53ef\u80fd\u5bfc\u81f4\u5211\u4e8b\u8d23\u4efb\u3001\u76d1\u7981\u53ca\u58f0\u8a89\u53d7\u635f\u3002\u5bf9\u4e8e\u8bc1\u5238\u516c\u53f8\u53ca\u6301\u724c\u6cd5\u56e2\u800c\u8a00\uff0c\u6df1\u5165\u7406\u89e3\u8be5\u5236\u5ea6\u7684\u7ec6\u5fae\u5dee\u522b\u2014\u2014\u7279\u522b\u662f\u6700\u65b0\u7684\u76d1\u7ba1\u66f4\u65b0\u2014\u2014\u5bf9\u4e8e\u5185\u90e8\u5408\u89c4\u53ca\u5ba2\u6237\u54a8\u8be2\u670d\u52a1\u90fd\u5177\u6709\u5173\u952e\u610f\u4e49 \u3002<\/p>\n<p><strong>\u7814\u8ba8\u4f1a\u7cbe\u534e\u56de\u987e<\/strong><\/p>\n<p>\u6881\u5f8b\u5e08\u4e0e\u8c22\u5f8b\u5e08\u4e3a\u5929\u98ce\u56fd\u9645\u56e2\u961f\u63d0\u4f9b\u4e86\u7a7f\u8d8a\u7b2cXV\u90e8\u590d\u6742\u89c4\u5219\u7684\u5b9e\u52a1\u6307\u5357\uff0c\u4e0d\u4ec5\u6db5\u76d6\u57fa\u7840\u89c4\u5219\uff0c\u66f4\u6df1\u5165\u63a2\u8ba8\u4e86\u9ad8\u9636\u64cd\u4f5c\u96be\u9898\u3002\u7814\u8ba8\u4f1a\u6db5\u76d6\u7684\u91cd\u70b9\u8bae\u9898\u5305\u62ec\uff1a<\/p>\n<ul>\n<li><strong>\u201c<\/strong><strong>\u5e93\u5b58\u80a1<\/strong><strong>\u4efd<\/strong><strong>\u201d<\/strong><strong>\u65b0\u89c4\uff1a<\/strong> \u8be6\u7ec6\u89e3\u8bfb\u9999\u6e2f\u8bc1\u76d1\u4f1a\uff08SFC\uff09\u4e8e2024\u5e745\u6708\u4fee\u8ba2\u7684\u300a\u7b2cXV\u90e8\u6982\u8981\u300b\uff0c\u7279\u522b\u662f\u5173\u4e8e\u5e93\u5b58\u80a1\u4efd\u4ecd\u9700\u8ba1\u5165\u201c\u5df2\u53d1\u884c\u6709\u8868\u51b3\u6743\u80a1\u4efd\u201d\u5206\u6bcd\u7684\u89c4\u5b9a\uff08\u53cd\u6620\u4e86\u6e2f\u4ea4\u6240\u4e8e2024\u5e746\u6708\u91c7\u7528\u7684\u65b0\u5e93\u5b58\u80a1\u6846\u67b6\uff09\uff0c\u8fd9\u76f4\u63a5\u5f71\u54cd\u5927\u80a1\u4e1c\u6301\u80a1\u6bd4\u4f8b\u7684\u8ba1\u7b97\u3002<\/li>\n<li><strong>\u201c<\/strong><strong>\u89c6\u4f5c\u6301\u6709\u6743\u76ca<\/strong><strong>\u201d<\/strong><strong>\u4e0e\u96c6\u56e2\u67b6\u6784\uff1a<\/strong> \u62c6\u89e3\u53d7\u63a7\u6cd5\u56e2\u7684\u201c\u4e09\u5206\u4e4b\u4e00\u89c4\u5219\u201d\uff08one-third rule\uff09\uff0c\u4ee5\u53ca\u6743\u76ca\u5982\u4f55\u5728\u590d\u6742\u7684\u96c6\u56e2\u67b6\u6784\u3001\u5bb6\u65cf\u4fe1\u6258\u53ca\u4e00\u81f4\u884c\u52a8\u534f\u8bae\u4e2d\u8fdb\u884c\u5408\u5e76\u8ba1\u7b97\u3002<\/li>\n<li><strong>\u7535\u5b50\u5b58\u6863\u7684\u5e38\u89c1\u9677\u9631\uff1a<\/strong> \u5206\u4eab\u4f7f\u7528\u6e2f\u4ea4\u6240 <strong>DION<\/strong><strong>\u7cfb\u7edf<\/strong> \u7684\u6700\u4f73\u5b9e\u8df5\uff0c\u5305\u62ec\u4e25\u683c\u7684\u201c3\u4e2a\u8425\u4e1a\u65e5\u201d\u65f6\u9650\uff0c\u4ee5\u53ca\u5728\u201c\u9996\u6b21\u62ab\u9732\u201d\u4e0e\u201c\u6743\u76ca\u6027\u8d28\u53d8\u66f4\u201d\u7533\u62a5\u4e2d\u7684\u5e38\u89c1\u9519\u8bef\u3002<\/li>\n<li><strong>\u6700\u7ec8\u5b9e\u76ca\u62e5\u6709\u4eba\uff08<\/strong><strong>UBO<\/strong><strong>\uff09\u7684\u62ab\u9732\u8c41\u514d\uff1a<\/strong> \u6df1\u5165\u5256\u6790\u7b2cXV\u90e8\u4e0b\u7684\u8c41\u514d\u6761\u6b3e\uff0c\u534f\u52a9\u6295\u8d44\u7ecf\u7406\u5398\u6e05\u5728\u4f55\u79cd\u60c5\u51b5\u4e0b\u65e0\u9700\u62ab\u9732\u6700\u7ec8\u5b9e\u76ca\u62e5\u6709\u4eba\u3002<\/li>\n<\/ul>\n<p><strong>\u5173\u4e8e\u5929\u98ce\u56fd\u9645\u8bc1\u5238<\/strong><\/p>\n<p>\u5929\u98ce\u56fd\u9645\u662f\u9999\u6e2f\u5386\u53f2\u6700\u60a0\u4e45\u7684\u5728\u6e2f\u4e2d\u8d44\u5238\u5546\u4e4b\u4e00\uff0c\u5176\u5b50\u516c\u53f8\u6301\u6709\u9999\u6e2f\u8bc1\u76d1\u4f1a\u7b2c1\u30012\u30014\u30015\u30016\u53ca9\u7c7b\u53d7\u89c4\u7ba1\u6d3b\u52a8\u724c\u7167\u3002\u8be5\u96c6\u56e2\u7531\u6e56\u5317\u7701\u4eba\u6c11\u653f\u5e9c\u65d7\u4e0b\u552f\u4e00\u7684\u91d1\u878d\u670d\u52a1\u4f01\u4e1a\u2014\u2014\u6e56\u5317\u5b8f\u6cf0\u96c6\u56e2\u63a7\u80a1\u3002<\/p>\n<p>\u6211\u4eec\u53ef\u4ee5\u5982\u4f55\u63d0\u4f9b\u534f\u52a9<\/p>\n<p>\u9a7e\u9a6d\u300a\u8bc1\u5238\u53ca\u671f\u8d27\u6761\u4f8b\u300b\u4e0d\u4ec5\u9700\u8981\u7814\u8bfb\u6761\u6587\uff0c\u66f4\u9700\u8981\u901a\u8fc7\u5b9e\u52a1\u7ecf\u9a8c\u7075\u6d3b\u5e94\u7528\u3002\u672c\u6240\u7684<strong>\u76d1\u7ba1\u6267\u6cd5\u4e0e\u5408\u89c4\u56e2\u961f<\/strong>\u4e13\u6ce8\u4e8e\u534f\u52a9\u4e0a\u5e02\u516c\u53f8\u3001\u5927\u80a1\u4e1c\u53ca\u91d1\u878d\u673a\u6784\u7ba1\u7406\u5176\u7533\u62a5\u4e49\u52a1\u5e76\u89c4\u907f\u76d1\u7ba1\u98ce\u9669\u3002<\/p>\n<p>\u5982\u6709\u4efb\u4f55\u67e5\u8be2\u6216\u5e0c\u671b\u4e3a\u60a8\u7684\u56e2\u961f\u5b89\u6392\u5b9a\u5236\u7684\u76d1\u7ba1\u5408\u89c4\u7814\u8ba8\u4f1a\uff0c\u8bf7\u8054\u7cfb\u672c\u6240\u6881\u797a\u6fa7\u987e\u95ee\u5f8b\u5e08\u6216\u8c22\u6717\u5e0c\u5f8b\u5e08\u3002<\/p>","protected":false},"excerpt":{"rendered":"","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"om_disable_all_campaigns":false,"footnotes":""},"categories":[40,39,42],"tags":[],"class_list":["post-17510","post","type-post","status-publish","format-standard","hentry","category-event","category-news","category-news2"],"acf":[],"aioseo_notices":[],"_links":{"self":[{"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/posts\/17510","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/comments?post=17510"}],"version-history":[{"count":2,"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/posts\/17510\/revisions"}],"predecessor-version":[{"id":17512,"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/posts\/17510\/revisions\/17512"}],"wp:attachment":[{"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/media?parent=17510"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/categories?post=17510"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.sw-hk.com\/zh\/wp-json\/wp\/v2\/tags?post=17510"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}