{"id":17671,"date":"2026-05-26T15:57:05","date_gmt":"2026-05-26T07:57:05","guid":{"rendered":"https:\/\/www.sw-hk.com\/?p=17671"},"modified":"2026-05-26T15:57:05","modified_gmt":"2026-05-26T07:57:05","slug":"the-red-line-is-drawn-hkexs-first-disciplinary-action-against-a-company-secretary-of-a-listed-company","status":"publish","type":"post","link":"https:\/\/www.sw-hk.com\/zh\/the-red-line-is-drawn-hkexs-first-disciplinary-action-against-a-company-secretary-of-a-listed-company\/","title":{"rendered":"\u7ea2\u7ebf\u5df2\u5212\uff1a\u8054\u4ea4\u6240\u9996\u6b21\u5bf9\u4e0a\u5e02\u516c\u53f8\u79d8\u4e66\u91c7\u53d6\u7eaa\u5f8b\u884c\u52a8"},"content":{"rendered":"<p><img decoding=\"async\" src=\"https:\/\/www.sw-hk.com\/wp-content\/uploads\/2026\/05\/20260526_Chi.png\" \/><!--more--> <span class=\"ellipsis\" id=\"ellipsis-220564607\" style=\"opacity: 0; position: absolute; z-index: -1;\">&#8230;<\/span><span class=\"rmwp-button-wrap\" id=\"rmwp-button-wrap-220564607\" style=\"display: none;\"><button name=\"read more\" type=\"button\" onclick=\"rmwpButtonAction( '220564607', 'Read More', 'Read Less' )\">Read More<\/button><\/span><\/p>\n<div class=\"rmwp-toggle \" id=\"rmwp-toggle-220564607\" style=\"display: none\">\n<p>\u9999\u6e2f\u8054\u5408\u4ea4\u6613\u6240\u6709\u9650\u516c\u53f8\uff08\u300c<strong>\u8054\u4ea4\u6240<\/strong>\u300d\uff09\u4e8e2026\u5e745\u670819\u65e5\u53d1\u5e03\u7eaa\u5f8b\u884c\u52a8\u58f0\u660e\uff0c\u5bf9\u676d\u5dde\u542f\u660e\u533b\u7597\u5668\u68b0\u80a1\u4efd\u6709\u9650\u516c\u53f8\uff08\u80a1\u4efd\u4ee3\u53f7\uff1a2500\uff09\uff08\u300c<strong>\u8be5\u4e0a\u5e02\u516c\u53f8<\/strong>\u300d\uff09\u7684\u524d\u516c\u53f8\u79d8\u4e66\u91c7\u53d6\u7eaa\u5f8b\u884c\u52a8\u3002<\/p>\n<p><strong>\u4e00\u3001<\/strong><strong>\u6848\u4ef6\u6458\u8981<\/strong><\/p>\n<p><strong>\u00a0<\/strong>\u8be5\u4e0a\u5e02\u516c\u53f8\u8058\u8bf7\u4f01\u4e1a\u670d\u52a1\u4f9b\u5e94\u5546\uff08\u300c<strong>\u670d<\/strong><strong>\u52a1<\/strong><strong>\u5546<\/strong>\u300d\uff09\u63d0\u4f9b\u516c\u53f8\u79d8\u4e66\u670d\u52a1\uff0c\u5305\u62ec\u5c31\u9075\u5b88\u300a\u9999\u6e2f\u8054\u5408\u4ea4\u6613\u6240\u6709\u9650\u516c\u53f8\u8bc1\u5238\u4e0a\u5e02\u89c4\u5219\u300b\uff08\u300c<strong>\u300a\u4e0a\u5e02<\/strong><strong>\u89c4\u5219<\/strong><strong>\u300b<\/strong>\u300d\uff09\u63d0\u4f9b\u610f\u89c1\u3001\u5ba1\u9605\u4e2d\u671f\u62a5\u544a\u53ca\u5e74\u5ea6\u62a5\u544a\u7b49\u4f01\u4e1a\u6587\u4ef6\uff0c\u5e76\u59d4\u6d3e\u6309\u300a\u4e0a\u5e02\u89c4\u5219\u300b\u7b2c3.28\u6761\u7684\u5408\u8d44\u683c\u516c\u53f8\u79d8\u4e66\u3002\u670d\u52a1\u5546\u6307\u6d3e\u6ce8\u518c\u4f1a\u8ba1\u5e08\u9ec4\u4f1f\u8d85\u5148\u751f\uff08\u300c<strong>\u9ec4\u5148\u751f<\/strong>\u300d\uff09\u62c5\u4efb\u8be5\u89d2\u8272\u3002\u9ec4\u5148\u751f\u4e8e2021\u5e741\u670818\u65e5\u83b7\u59d4\u4efb\u4e3a\u8be5\u4e0a\u5e02\u516c\u53f8\u4e4b\u8054\u5e2d\u516c\u53f8\u79d8\u4e66\u3002<\/p>\n<p>2020\u5e741\u6708\u81f32023\u5e746\u6708\u671f\u95f4\uff0c\u8be5\u4e0a\u5e02\u516c\u53f8\u5411\u5176\u4e24\u540d\u6267\u884c\u8463\u4e8b\u63d0\u4f9b\u672a\u7ecf\u6388\u6743\u7684\u8d22\u52a1\u8d44\u52a9\uff0c\u603b\u989d\u7ea6\u4eba\u6c11\u5e0124.77\u4ebf\u5143\uff08\u300c<strong>\u8fdd\u89c4\u4ea4\u6613<\/strong>\u300d\uff09\uff0c\u56e0\u800c\u8fdd\u53cd\u300a\u4e0a\u5e02\u89c4\u5219\u300b\u3002\u5176\u95f4\uff0c\u9ec4\u5148\u751f\u66fe\u6536\u52302021\u53ca2022\u8d22\u653f\u5e74\u5ea6\u7684\u4e1a\u7ee9\u516c\u544a\u53ca\u5e74\u62a5\u8349\u7a3f\uff0c\u76f8\u5173\u6587\u4ef6\u660e\u786e\u63d0\u53ca\u8fdd\u89c4\u4ea4\u6613\uff1b\u60df\u9ec4\u5148\u751f\u672a\u6709\u4eb2\u81ea\u5ba1\u9605\uff0c\u4ea6\u672a\u5c31\u8fdd\u89c4\u4ea4\u6613\u53ca\u5176\u6f5c\u5728\u300a\u4e0a\u5e02\u89c4\u5219\u300b\u5f71\u54cd\u5411\u8463\u4e8b\u4f1a\u63d0\u51fa\u8d28\u8be2\u3002\u9ec4\u5148\u751f\u5c06\u516c\u53f8\u79d8\u4e66\u804c\u8d23\u59d4\u6258\u4e88\u670d\u52a1\u5546\u540c\u4e8b\u5904\u7406\uff0c\u800c\u8be5\u7b49\u540c\u4e8b\u4ec5\u63d0\u4f9b\u5b8f\u89c2\u53ca\u6587\u4e66\u5c42\u9762\u7684\u610f\u89c1\uff0c\u81f4\u4f7f\u8463\u4e8b\u4f1a\u672a\u80fd\u83b7\u6089\u8fdd\u89c4\u4ea4\u6613\u53ca\u76f8\u5173\u300a\u4e0a\u5e02\u89c4\u5219\u300b\u5408\u89c4\u98ce\u9669\u3002<\/p>\n<p>\u8054\u4ea4\u6240\u4e0a\u5e02\u59d4\u5458\u4f1a\uff08\u300c<strong>\u4e0a\u5e02\u59d4\u5458\u4f1a<\/strong>\u300d\uff09\u88c1\u5b9a\uff0c\u9ec4\u5148\u751f\u672a\u80fd\u5c65\u884c\u516c\u53f8\u79d8\u4e66\u804c\u8d23\u3002\u5c31\u8fdd\u89c4\u4ea4\u6613\u8fdd\u53cd\u300a\u4e0a\u5e02\u89c4\u5219\u300b\u7b2c\u5341\u4e09\u3001\u5341\u56db\u53ca\u5341\u56dbA\u7ae0\u6709\u5173\u6c47\u62a5\u3001\u516c\u544a\u3001\u901a\u51fd\u53ca\u72ec\u7acb\u80a1\u4e1c\u6279\u51c6\u7684\u89c4\u5b9a\uff0c\u9ec4\u5148\u751f\u987b\u4f9d\u636e\u300a\u4e0a\u5e02\u89c4\u5219\u300b\u7b2c2A.10B(3)\u6761\u5c31\u8be5\u4e0a\u5e02\u516c\u53f8\u7684\u8fdd\u89c4\u884c\u4e3a\u627f\u62c5\u8d23\u4efb\u3002\u4e0a\u5e02\u59d4\u5458\u4f1a\u8ba4\u4e3a\uff0c\u5018\u82e5\u9ec4\u5148\u751f\u4eb2\u81ea\u5ba1\u9605\u76f8\u5173\u6587\u4ef6\u3001\u8bc6\u522b\u5e76\u8bc4\u4f30\u6f5c\u5728\u300a\u4e0a\u5e02\u89c4\u5219\u300b\u8fdd\u89c4\u98ce\u9669\uff0c\u5e76\u5411\u8463\u4e8b\u4f1a\u63d0\u4f9b\u4e13\u4e1a\u610f\u89c1\uff0c\u6709\u5173\u8fdd\u89c4\u672c\u53ef\u907f\u514d\u6216\u53ca\u65e9\u7ea0\u6b63\u3002\u4e0a\u5e02\u59d4\u5458\u4f1a\u540c\u65f6\u6307\u51fa\uff0c\u516c\u53f8\u79d8\u4e66\u4e00\u804c\u5c5e\u4e2a\u4eba\u4efb\u547d\uff0c\u5916\u8058\u5f8b\u5e08\u53ca\u6838\u6570\u5e08\u7684\u53c2\u4e0e\uff0c\u4e0d\u80fd\u514d\u9664\u9ec4\u5148\u751f\u4f5c\u4e3a\u8054\u5e2d\u516c\u53f8\u79d8\u4e66\u7684\u4e13\u4e1a\u804c\u8d23\u3002<\/p>\n<p>\u672c\u6848\u662f\u8054\u4ea4\u6240\u9996\u6b21\u4ec5\u9488\u5bf9\u4e00\u540d\u4eba\u58eb\u4ee5\u516c\u53f8\u79d8\u4e66\u7684\u552f\u4e00\u8eab\u4efd\uff08\u672a\u5728\u8be5\u4e0a\u5e02\u516c\u53f8\u540c\u65f6\u62c5\u4efb\u5176\u4ed6\u804c\u52a1\uff0c\u4f8b\u5982\u8463\u4e8b\u6216\u8d22\u52a1\u603b\u76d1\uff09\u91c7\u53d6\u7684\u7eaa\u5f8b\u884c\u52a8\uff0c\u5177\u6709\u6807\u5fd7\u6027\u610f\u4e49\u3002<\/p>\n<p><strong>\u4e8c\u3001\u5bf9\u4e0a\u5e02\u516c\u53f8\u79d8<\/strong><strong>\u4e66\u7684\u6267\u4e1a<\/strong><strong>\u63d0\u793a<\/strong><\/p>\n<p><strong>\u00a0<\/strong><u>\u672c\u6848\u786e\u7acb\u4e4b\u5173<\/u><u>\u952e<\/u><u>\u6cd5\u5f8b\u539f<\/u><u>\u5219<\/u><\/p>\n<p>\u672c\u6848\u7684\u88c1\u51b3\u6838\u5fc3\u5e76\u975e\u516c\u53f8\u79d8\u4e66\u300c\u77e5\u60c5\u4e0d\u62a5\u300d\uff0c\u800c\u662f\u5176\u300c\u5e94\u77e5\u800c\u672a\u77e5\u300d\u7684\u758f\u5ffd\u5df2\u6784\u6210\u5931\u804c\u3002\u4e0a\u5e02\u59d4\u5458\u4f1a\u660e\u786e\u5426\u5b9a\u4ee5\u4e0b\u4e24\u9879\u5e38\u89c1\u6297\u8fa9\u7406\u7531\uff1a<\/p>\n<ul>\n<li><strong>\u300c\u59d4\u6d3e\u5373\u514d\u8d23\u300d\uff1a<\/strong>\u5373\u4f7f\u5df2\u5c06\u804c\u80fd\u59d4\u6258\u4e88\u670d\u52a1\u56e2\u961f\uff0c\u6839\u636e\u300a\u4e0a\u5e02\u89c4\u5219\u300b\u7b2c28\u6761\uff0c\u516c\u53f8\u79d8\u4e66\u7684\u4efb\u547d\u5c5e\u4e2a\u4eba\u6027\u8d28\uff0c\u4ecd\u987b\u4eb2\u81ea\u8fd0\u7528\u4e13\u4e1a\u5224\u65ad\u5ba1\u9605\u5173\u952e\u6587\u4ef6\u3002\u672c\u6848\u4e2d\uff0c\u9ec4\u5148\u751f\u4ec5\u900f\u8fc7\u7535\u90ae\u76d1\u7763\uff0c\u672a\u4eb2\u81ea\u5ba1\u9605\u8f7d\u6709\u8fdd\u89c4\u4ea4\u6613\u7684\u4e1a\u7ee9\u8349\u7a3f\uff0c\u88ab\u88c1\u5b9a\u8fdd\u53cd\u5176\u5c3d\u8d23\u4e49\u52a1\u3002<\/li>\n<li><strong>\u300c\u4f9d\u8d56\u4e13\u4e1a\u987e\u95ee\u300d\uff1a<\/strong>\u58f0\u79f0\u4f9d\u8d56\u6838\u6570\u5e08\u6216\u5916\u90e8\u5f8b\u5e08\u7684\u610f\u89c1\uff0c\u5e76\u4e0d\u80fd\u514d\u9664\u516c\u53f8\u79d8\u4e66\u81ea\u8eab\u7684\u76d1\u5bdf\u53ca\u987e\u95ee\u8d23\u4efb\u3002\u76d1\u7ba1\u673a\u6784\u5bf9\u516c\u53f8\u79d8\u4e66\u4f5c\u4e3a\u9ad8\u7ea7\u7ba1\u7406\u4eba\u5458\u65bd\u52a0\u7684\u662f\u4e0d\u53ef\u8f6c\u6388\u7684\u4e2a\u4eba\u8d23\u4efb\u3002<\/li>\n<\/ul>\n<p><u>\u00a0<\/u><u>\u5916\u8058\u516c\u53f8\u79d8<\/u><u>\u4e66<\/u><u>\u4e4b\u6cd5\u5f8b<\/u><u>\u98ce\u9669<\/u><u>\u91cd\u4f30<\/u><\/p>\n<p>\u672c\u6848\u63ed\u793a\u73b0\u884c\u4e1a\u6001\u4e2d\u4e09\u9879\u7ed3\u6784\u6027\u6cd5\u5f8b\u98ce\u9669\uff1a<\/p>\n<ul>\n<li><strong>\u8d23\u4efb\u4e0e\u62a5\u916c\u4e25\u91cd\u8131\u8282\uff1a<\/strong>\u670d\u52a1\u4f9b\u5e94\u5546\u6536\u53d6\u4e13\u4e1a\u8d39\u7528\uff0c\u60df\u83b7\u5177\u540d\u59d4\u4efb\u4e3a\u516c\u53f8\u79d8\u4e66\u7684\u4e2a\u522b\u4ece\u4e1a\u4eba\u5458\uff0c\u5f80\u5f80\u4ec5\u83b7\u5fae\u8584\u6d25\u8d34\u3002\u4e00\u65e6\u53d1\u751f\u5408\u89c4\u7f3a\u5931\uff0c\u8054\u4ea4\u6240\u7684\u5236\u88c1\u5bf9\u8c61\u4e3a\u8be5\u5177\u540d\u516c\u53f8\u79d8\u4e66\u3002\u516c\u5f00\u8c34\u8d23\u53ef\u80fd\u5bf9\u5176\u4e13\u4e1a\u8d44\u683c\uff08\u5305\u62ec\u4f5c\u4e3a (a) \u9999\u6e2f\u516c\u53f8\u6cbb\u7406\u516c\u4f1a\u4f1a\u5458\u3001(b) \u5f8b\u5e08\u6216\u5927\u5f8b\u5e08\uff08\u300a\u6cd5\u5f8b\u6267\u4e1a\u8005\u6761\u4f8b\u300b\u6240\u754c\u5b9a\uff09\u3001\u6216 (c) \u6ce8\u518c\u4f1a\u8ba1\u5e08\uff08\u300a\u4e13\u4e1a\u4f1a\u8ba1\u5e08\u6761\u4f8b\u300b\u6240\u754c\u5b9a\uff09\uff09\u53ca\u4e2a\u4eba\u58f0\u8a89\u9020\u6210\u957f\u8fdc\u5f71\u54cd\u3002<\/li>\n<li><strong>\u300c\u975e\u96c7\u5458\u300d\u8eab\u4efd\u4e0d\u6784\u6210\u514d\u8d23\u7406\u7531\uff1a<\/strong>\u8054\u4ea4\u6240\u4e8e2021\u5e74\u300a\u54a8\u8be2\u603b\u7ed3\u300b\u4e2d\u660e\u786e\u6307\u51fa\uff0c\u5176\u5e76\u4e0d\u533a\u5206\u300c\u5185\u90e8\u516c\u53f8\u79d8\u4e66\u300d\u4e0e\u300c\u5916\u8058\u516c\u53f8\u79d8\u4e66\u300d\u3002\u5177\u540d\u516c\u53f8\u79d8\u4e66\u5bf9\u4e0a\u5e02\u516c\u53f8\u65e5\u5e38\u4e8b\u52a1\u7684\u719f\u6089\u7a0b\u5ea6\u4e0d\u8db3\uff0c\u5e76\u975e\u51cf\u8d23\u56e0\u7d20\uff0c\u800c\u662f\u63a5\u53d7\u4efb\u547d\u524d\u5fc5\u987b\u81ea\u884c\u8bc4\u4f30\u7684\u6267\u4e1a\u98ce\u9669\u3002<\/li>\n<li><strong>\u4e2a\u4eba\u76d1\u7ba1\u5236\u88c1\u7684\u5b9e\u9645\u6cd5\u5f8b\u540e\u679c\uff1a<\/strong>\u516c\u5f00\u8c34\u8d23\u5e76\u975e\u5355\u7eaf\u7684\u540d\u8a89\u5904\u5206\u3002\u6839\u636e\u300a\u4e0a\u5e02\u89c4\u5219\u300b\u7b2c10B\u6761\uff0c\u88ab\u5236\u88c1\u4eba\u58eb\u53ef\u80fd\u88ab\u89c6\u4e3a\u4e0d\u9002\u5408\u62c5\u4efb\u4efb\u4f55\u4e0a\u5e02\u516c\u53f8\u7684\u9ad8\u7ea7\u7ba1\u7406\u4eba\u5458\u6216\u8463\u4e8b\uff0c\u4e25\u91cd\u5f71\u54cd\u5176\u65e5\u540e\u6267\u4e1a\u53ca\u8463\u4e8b\u4efb\u804c\u8d44\u683c\u3002<\/li>\n<\/ul>\n<p><u>\u00a0<\/u><u>\u6267\u4e1a<\/u><u>\u5efa<\/u><u>\u8bae<\/u><u>\uff1a<\/u><u>\u964d\u4f4e\u4e2a\u4eba\u6cd5\u5f8b<\/u><u>\u98ce\u9669<\/u><u>\u4e4b\u5fc5\u8981\u63aa\u65bd<\/u><\/p>\n<p>\u82e5\u9601\u4e0b\u73b0\u6b63\u62c5\u4efb\u6216\u62df\u63a5\u53d7\u4efb\u4f55\u4e0a\u5e02\u516c\u53f8\u7684\u300c\u5177\u540d\u516c\u53f8\u79d8\u4e66\u300d\u804c\u52a1\uff08\u5c24\u5176\u662f\u4ee5\u5916\u90e8\u670d\u52a1\u5546\u8eab\u4efd\uff09\uff0c\u5efa\u8bae\u91c7\u53d6\u4ee5\u4e0b\u98ce\u9669\u7ba1\u63a7\u63aa\u65bd\uff1a<\/p>\n<ul>\n<li><strong>\u5efa\u7acb\u4e0d\u53ef\u8f6c\u6388\u7684\u4e2a\u4eba\u5ba1\u9605\u673a\u5236\uff1a<\/strong>\u660e\u786e\u5217\u660e\u5fc5\u987b\u7531\u672c\u4eba\u4eb2\u81ea\u67e5\u9605\u53ca\u6279\u6838\u7684\u5173\u952e\u6587\u4ef6\u7c7b\u522b\uff08\u4f8b\u5982\uff1a\u4e1a\u7ee9\u516c\u544a\u8349\u7a3f\u3001\u5e74\u62a5\u3001\u987b\u4e88\u516c\u5e03\u4ea4\u6613\u53ca\u5173\u8054\u4ea4\u6613\u7684\u901a\u51fd\u7b49\uff09\u3002\u5207\u52ff\u4ec5\u4f9d\u8d56\u56e2\u961f\u7535\u90ae\u8f6c\u53d1\u6216\u53e3\u5934\u6c47\u62a5\u3002<\/li>\n<li><strong>\u5ba1\u9605\u670d\u52a1\u534f\u8bae\u7684\u8d23\u4efb\u6761\u6b3e\uff1a<\/strong>\u4ed4\u7ec6\u5ba1\u9605\u4e0e\u4e0a\u5e02\u516c\u53f8\u7b7e\u8ba2\u7684\u59d4\u8058\u51fd\uff0c\u786e\u4fdd\u5f53\u4e2d\u5408\u7ea6\u6761\u6b3e\u5e76\u65e0\u4e0d\u5f53\u8f6c\u79fb\u4e2a\u4eba\u76d1\u7ba1\u5408\u89c4\u8d23\u4efb\u3002\u540c\u65f6\uff0c\u786e\u4fdd\u59d4\u8058\u51fd\u8d4b\u4e88\u5145\u5206\u7684\u8d44\u8baf\u83b7\u53d6\u6743\u53ca\u6587\u4ef6\u67e5\u9605\u6743\uff0c\u5305\u62ec\u67e5\u9605\u8463\u4e8b\u4f1a\u4f1a\u8bae\u539f\u4ef6\u3002<\/li>\n<li><strong>\u8bc4\u4f30\u591a\u91cd\u4efb\u804c\u7684\u5b9e\u8d28\u53ef\u884c\u6027\uff1a<\/strong>\u82e5\u540c\u65f6\u62c5\u4efb\u8d85\u8fc7\u516d\u5bb6\u4e0a\u5e02\u516c\u53f8\u7684\u516c\u53f8\u79d8\u4e66\uff0c\u5e94\u5ba1\u614e\u8bc4\u4f30\u662f\u5426\u786e\u5b9e\u80fd\u5bf9\u6bcf\u5bb6\u516c\u53f8\u7684\u65e5\u5e38\u4e8b\u52a1\u4fdd\u6301\u8db3\u591f\u8ba4\u8bc6\u3002\u5426\u5219\uff0c\u4e00\u65e6\u4efb\u4f55\u516c\u53f8\u51fa\u73b0\u8fdd\u89c4\u60c5\u51b5\uff0c\u76d1\u7ba1\u673a\u6784\u53ef\u80fd\u5f15\u7528\u672c\u6848\uff0c\u8ba4\u5b9a\u9601\u4e0b\u300c\u56e0\u8d1f\u8377\u8fc7\u91cd\u800c\u672a\u80fd\u5c65\u884c\u4e2a\u4eba\u76d1\u5bdf\u804c\u8d23\u300d\u3002<\/li>\n<li><strong>\u8463\u4e8b\u53ca\u9ad8\u7ea7\u4eba\u5458\u8d23\u4efb\u4fdd\u9669\uff1a<\/strong>\u9601\u4e0b\u5e94\u786e\u4fdd\u4e0a\u5e02\u516c\u53f8\u4e3a\u5176\u8463\u4e8b\u53ca\u9ad8\u7ea7\u4eba\u5458\u5b89\u6392\u9002\u5f53\u4fdd\u9669\uff0c\u4ee5\u5e94\u5bf9\u5176\u53ef\u80fd\u9762\u4e34\u7684\u6cd5\u5f8b\u8bc9\u8bbc\u98ce\u9669\u3002\u76f8\u5173\u4fdd\u9669\u4fdd\u969c\u8303\u56f4\u5e94\u6db5\u76d6\u516c\u53f8\u79d8\u4e66\uff08\u65e0\u8bba\u5185\u90e8\u6216\u5916\u8058\uff09\u6240\u53ef\u80fd\u9762\u5bf9\u7684\u76d1\u7ba1\u7a0b\u5e8f\u53ca\u7eaa\u5f8b\u884c\u52a8\u7684\u76f8\u5173\u8d23\u4efb\u3002<\/li>\n<\/ul>\n<p><strong>\u4e09\u3001<\/strong><strong>\u603b\u7ed3<\/strong><\/p>\n<p>\u672c\u6848\u5df2\u6e05\u6670\u5212\u51fa\u7ea2\u7ebf\uff1a\u8054\u4ea4\u6240\u6b63\u8fdb\u4e00\u6b65\u5f3a\u5316\u516c\u53f8\u79d8\u4e66\u4e00\u804c\u7684\u4e2a\u4eba\u95ee\u8d23\u3002\u4efb\u4f55\u63a5\u53d7\u5177\u540d\u4efb\u547d\u7684\u4eba\u58eb\uff0c\u4e0d\u8bba\u5176\u670d\u52a1\u6a21\u5f0f\u4e3a\u5185\u90e8\u6216\u5916\u8058\uff0c\u5747\u5e94\u89c6\u8be5\u804c\u4f4d\u4e3a\u9ad8\u7ea7\u7ba1\u7406\u4eba\u5458\u804c\u80fd\uff0c\u5c65\u884c\u4e2a\u4eba\u76d1\u7763\u3001\u4e13\u4e1a\u5224\u65ad\u53ca\u53ca\u65f6\u8865\u6551\u7684\u8d23\u4efb\uff0c\u4ee5\u786e\u4fdd\u5408\u89c4\u53ca\u826f\u597d\u4f01\u4e1a\u7ba1\u6cbb\u3002<\/p>\n<p>\u62a5\u916c\u4e0e\u98ce\u9669\u662f\u5426\u5339\u914d\uff0c\u5e76\u975e\u76d1\u7ba1\u673a\u6784\u7684\u8003\u8651\u56e0\u7d20\u3002\u76d1\u7ba1\u673a\u6784\u4f20\u9012\u7684\u4fe1\u606f\u6e05\u6670\u660e\u786e\uff1a\u5f53\u8f7d\u6709\u6f5c\u5728\u8fdd\u89c4\u4e8b\u9879\u7684\u6587\u4ef6\u9001\u8fbe\u300c\u5177\u540d\u300d\u516c\u53f8\u79d8\u4e66\u65f6\uff0c\u9601\u4e0b\u662f\u5426\u5df2\u4eb2\u81ea\u5ba1\u9605\u5e76\u63d0\u51fa\u5fc5\u8981\u8d28\u8be2\uff1f<\/p>\n<p><em>\u8be6\u60c5\u8bf7\u53c2\u9605<\/em><em>: <\/em><\/p>\n<p>\uff08\u4e2d\u6587\u7248\uff09<br \/>\n<a href=\"https:\/\/www.hkex.com.hk\/-\/media\/HKEX-Market\/Listing\/Rules-and-Guidance\/Disciplinary-and-Enforcement\/Disciplinary-Sanctions\/2026\/2605192_SoDA_tc.pdf\">https:\/\/www.hkex.com.hk\/-\/media\/HKEX-Market\/Listing\/Rules-and-Guidance\/Disciplinary-and-Enforcement\/Disciplinary-Sanctions\/2026\/2605192_SoDA_tc.pdf<\/a><\/p>\n<p>\uff08\u82f1\u6587\u7248\uff09<br \/>\n<a href=\"https:\/\/www.hkex.com.hk\/-\/media\/HKEX-Market\/Listing\/Rules-and-Guidance\/Disciplinary-and-Enforcement\/Disciplinary-Sanctions\/2026\/2605192_SoDA.pdf\">https:\/\/www.hkex.com.hk\/-\/media\/HKEX-Market\/Listing\/Rules-and-Guidance\/Disciplinary-and-Enforcement\/Disciplinary-Sanctions\/2026\/2605192_SoDA.pdf<\/a><\/p>\n<p>\u5982\u9601\u4e0b\u5e0c\u671b\u5c31\u5177\u4f53\u4e2a\u6848\u8bc4\u4f30\u300a\u4e0a\u5e02\u89c4\u5219\u300b\u5408\u89c4\u98ce\u9669\u3001\u516c\u53f8\u79d8\u4e66\u8d23\u4efb\u6216\u76f8\u5173\u98ce\u9669\u7ba1\u63a7\u5b89\u6392\uff0c\u8bf7\u8054\u7cfb\u672c\u6240<a href=\"https:\/\/www.sw-hk.com\/zh\/our-people\/terence-lau\/\">\u5408\u4f19\u4eba\u5218\u781a\u67ab\u5f8b\u5e08<\/a>\u3001<a href=\"https:\/\/www.sw-hk.com\/zh\/our-people\/teresa-yip\/\">\u53f6\u5ead\u5b9c\u9ad8\u7ea7\u5f8b\u5e08<\/a>\u6216<a 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