Roy is formerly a financial regulator. He joined the firm in 2017.
Roy specializes in the investigation of complex commercial crimes including banking fraud, money laundering, market manipulation, insider dealing and securities broker’s misconduct.
Before joining the firm, Roy was a Senior Manager at the Enforcement Department of the Securities and Futures Commission after eight years of service with the Commercial Crime Bureau of the Royal Hong Kong Police Force.
He investigated and suppressed illegal or improper practices in securities and futures trading, leveraged foreign exchange trading and collective investment schemes in Hong Kong, and enforced disclosure of interests of substantial shareholders, directors and chief executives of listed companies. He has extensive experience in conducting cross-border investigations and engaging in criminal trials and proceedings before the Market Misconduct Tribunal.