Regulatory Enforcement & Compliance

To help clients successfully manage the impact of any regulatory enforcement investigations, our dedicated team provides advice on all regulatory investigations and enforcement actions, including insider dealing, market misconduct and civil liabilities.

While much of our focus is on Hong Kong’s Securities and Futures Commission (SFC) and the Hong Kong Stock Exchange (HKEx), the team also regularly manages cross-border or overseas issues. We specialise in:

• Regulatory enforcement
• SFC/HKEx investigations
• Investigations by law enforcement agencies
• Cross-border asset tracing or enforcement


Willy Cheng(852) 2533

Osbert Hui(852) 2533

Dominic Lau(852) 2533