On 22 November 2018, Stevenson, Wong & Co. Compliance Director Mr. Roy Chan was invited to give a presentation to the members of Hong Kong Securities & Futures Employees Union. He delivered a speech on the topic of “Investigation Power under the SFO” and attracted nearly 260 attendees.
Roy is an experienced financial investigator. He specializes in the investigation of complex commercial crimes including banking fraud, money laundering, market manipulation, insider dealing and securities broker’s misconduct. Before joining the firm, he was a Senior Manager at the Enforcement Department of the Securities and Futures Commission after eight years of service with the Commercial Crime Bureau of the Royal Hong Kong Police Force. He investigated and suppressed illegal or improper practices in securities and futures trading, leveraged foreign exchange trading and collective investment schemes in Hong Kong, and enforced disclosure of interests of substantial shareholders, directors and chief executives of listed companies. He has extensive experience in conducting cross-border investigations and engaging in criminal trials and proceedings before the Market Misconduct Tribunal.
For enquiries or further information, please contact Mr. Roy Chan.