On 18 January 2019, Stevenson, Wong & Co. Partner Mr. Stephen Wong was invited to be the speaker at a “LexisNexis CPD Course: How to Handle SFC Investigation”. The course was organized by LexisNexis and attracted nearly 30 participants.
Our Partner Mr. Stephen Wong delivered a keynote speech on the topic of “How to Handle SFC Investigation”. Mr. Wong shared “The New “front-loaded” approach by the SFC”, “SFC Investigation – the in-depth guide” and different case studies with the audience.
The regulatory nature of the Securities and Futures Commission has been crucial to listed companies in conducting their business in Hong Kong. In light of the governance and misconduct issues in recent years, the SFC has re-examined their existing regulatory tools and adopted a new approach to listing regulation. Stephen spent over 8 years working in the Enforcement Division of the Securities and Futures Commission. He is experienced in handling complex commercial crimes, including market manipulation, insider dealing and fraud.
Please contact Mr. Stephen Wong for any enquiries or further information.