Our Partner and Head of Litigation and Dispute Resolution practice Ms. Heidi Chui, Senior Associate Mr. Kyle Lo, and Associate Mr. Jensen Chang shared the latest regulatory and enforcement updates with members of the Hong Kong Securities & Futures Employees Union at a webinar held on 16 March 2021. The webinar was well-received by over 250 members.
From the left: Associate Mr. Jensen Chang, Partner and Head of Litigation and Dispute Resolution practice, Ms. Heidi Chui, and Senior Associate Mr. Kyle Lo
During the 2.5-hour webinar, Ms. Chui and her team summarised and introduced the latest regulatory and enforcement updates of Securities and Future Commission (SFC). They explained the recent ramp and dump manipulation schemes and SFC’s crackdown measures, such as issuing restriction notices to relevant brokers to restrict disposal of specific assets. At the webinar, participants get to learn more about SFC’s code of conduct and its regulatory approach through the case studies shared by Ms. Chui and her team.
For more information, please contact our partner Ms. Heidi Chui (heidichui.office@sw-hk.com).